I just mailed the January 2010 issue of the SPARC Open Access Newsletter. This issue takes a close look at the progress of OA in 2009. The roundup section briefly notes 118 OA developments from December.
Academic staff, research assistants, research students and other members of the Institute are entitled and required to deposit digital copies of refereed and other research publications and documents. ...
Exceptionally, material that is to be commercialised, or which can be regarded as confidential, or the publication of which would infringe a legal commitment of the Institute and/or the author, is exempt from inclusion in the repository.
Uploading of items into [the IR] is the responsibility of authors and researchers. It is desirable that items be self-archived. However, this task may be delegated to others or to Library Services.
All deposits of journal articles must comply with Publishers’ policies. ...
It is the University’s policy to establish a comprehensive database of research outputs, recording bibliographic information and, where permissible under publishers' copyright policies, providing access to the full text of published research produced by University staff and research students.
The University therefore requires that all staff and research students submit the following to the repository:
and that:
Last year, Finland's 26 universities of Applied Sciences launched a consortial OA repository (Theseus.fi) and in October they adopted a joint OA mandate. Excerpt:
After 1 January 2010, the Universities of Applied Sciences will require all teachers and researchers who work at the universities to save a copy of their research essays that are published in scientific publications, or a university publication series, in the open electronic library, Theseus....
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Update. Although there are 28 members of ARENE ry, only 26 participate in Theseus, and only 26 have adopted the OA mandate. The 26 with mandates are those governed by the Finnish Ministry of Education. One institution, the police academy at Tampere, is governed by the Ministry of Interior, and one, the Åland University of Applied Sciences, is in Mariehamn, an autonomous territory. (Thanks to Anna-Kaisa Sjölund for these details.)
Columbia University has joined several leading institutions of higher learning in a commitment to a Compact for Open-Access Publishing Equity. Other signatories to the compact are Cornell University, Dartmouth College, Harvard University, Massachusetts Institute of Technology, and the University of California at Berkeley.
The compact commits signatories to the timely establishment of mechanisms for underwriting reasonable publication fees for open access journal articles authored by researchers without alternative funding. The effort around the compact arose as a result of discussions within the university community about providing sustainable, efficient, and effective business models for journal publishing. "The growth of this new strategy for support for high quality scholarly communication in the expanding number of open access journals requires our participation and support," said Jim Neal, Columbia’s Vice President for Information Services and University Librarian. ...
Following from the compact commitment, Columbia University Libraries/Information Services is establishing a fund to help support Columbia faculty, staff, and students who wish to publish in OA journals. The Libraries are currently formulating policy and eligibility requirements for the fund, which will be administered by the Scholarly Communication Program, based at the Center for Digital Research and Scholarship (CDRS). ...
See also our past post on Columbia joining COPE.The Obama administration is calling for public comments on ways to enhance access to federally-funded research. From today's announcement:
With this notice, the Office of Science and Technology Policy (OSTP) within the Executive Office of the President, requests input from the community regarding enhancing public access to archived publications resulting from research funded by Federal science and technology agencies. This RFI [Request for Information] will be active from December 10, 2009 to January 7, 2010. Respondents are invited to respond online via the Public Access Policy Forum...or may submit responses via electronic mail. Responses will be re-posted on the online forum. Instructions and a timetable for daily blog topics during this period are described at [the White House Open Government Initiative web site]....
[T]he Administration is dedicated to maximizing the return on Federal investments made in R&D. Consistent with this policy, the Administration is exploring ways to leverage Federal investments to increase access to information that promises to stimulate scientific and technological innovation and competitiveness. The results of government-funded research can take many forms, including data sets, technical reports, and peer-reviewed scholarly publications, among others. This RFI focuses on approaches that would enhance the public's access to scholarly publications resulting from research conducted by employees of a Federal agency or from research funded by a Federal agency....
The Executive Branch is considering ways to enhance public access to peer reviewed papers arising from all federal science and technology agencies. One potential model, implemented by the National Institutes of Health (NIH)...requires that all investigators funded by the NIH submit an electronic version of their final, peer-reviewed manuscript upon acceptance for publication no later than 12 months after the official date of publication. Articles collected under the NIH Public Access Policy are archived in PubMed Central and linked to related scientific information contained in other NIH databases....
The NIH model has a variety of features that can be evaluated, and there are other ways to offer the public enhanced access to peer- reviewed scholarly publications. The best models may [be] influenced by agency mission, the culture and rate of scientific development of the discipline, funding to develop archival capabilities, and research funding mechanisms....
Input is welcome on any aspect of expanding public access to peer reviewed publications arising from federal research. Questions that individuals may wish to address include, but are not limited to, the following (please respond to questions individually)....[PS: Here omitting the nine questions; but anyone submitting a comment should read and address them.]
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Update. For those who want to post their comment(s) to the forum (rather than by email), and/or follow the discussion at the forum, the discussion has begun at the OSTP blog.
The University of Ottawa is the first Canadian university to adopt a comprehensive open access program that supports free and unrestricted access to scholarly research.
The University’s new program includes:
The University of Ottawa also becomes the first Canadian university to join the Compact for Open-Access Publishing Equity (COPE) ...
For more information on the University of Ottawa’s open access program, visit [ink].
Comments.I just mailed the December 2009 issue of the SPARC Open Access Newsletter. This issue takes a close look at the OA implications of the amended version of the Google book settlement. The roundup section briefly notes 150 OA developments from November.
Two units at Brigham Young University have adopted open access policies – both the Harold B. Lee Library faculty and the faculty in my own department, Instructional Psychology and Technology, voted to adopt the policies earlier this month. IP&T’s policy was based on the HBLL policy, which was based on existing OA policies at other universities. ...
For those who are interested, here’s the text of the IP&T policy:
... Each Instructional Psychology and Technology Department faculty member grants to Brigham Young University permission to make scholarly articles to which he or she has made substantial intellectual contributions publicly available as part of the Harold B. Lee Library’s ScholarsArchive system, or its successor ...
The term “scholarly articles” includes articles prepared for presentation or publication, whether in electronic or print media. ...
The IP&T Department Chair or the Chair’s designate shall waive application of the policy to a particular article upon written request by a Faculty member explaining the need. The IP&T Chair, in consultation with the faculty, will be responsible for interpreting this policy, resolving disputes concerning its interpretation and application, and recommending changes to the faculty. This policy will be formally reviewed two years after implementation, by September 30, 2011.
As of the date of publication, each faculty member will make available an electronic copy of his or her final version of the article at no charge to a designated representative of the University Librarian’s Office in appropriate formats (such as PDF) specified by the University Librarian’s Office.
See also: Peter included BYU in his January newsletter's list of "mandate proposals known to be under discussion".The Oberlin College General Faculty unanimously endorsed on November 18 a resolution to make their scholarly articles openly accessible on the Internet. As a result of the measure, the rich scholarly output of the Oberlin faculty will become available to a much broader national and international audience. The Oberlin resolution is similar to policies passed at Harvard University, the Massachusetts Institute of Technology, the University of Kansas, and Trinity University. ...
Under the new policy, Oberlin faculty and professional staff will make their peer-reviewed, scholarly articles openly accessible in a digital archive managed by the Oberlin College Library as part of the OhioLINK Digital Resource Commons. Oberlin authors may opt out of the policy for a specific article if they are not in a position to sign journal publishing agreements that are compatible with the policy, or for other reasons. The resolution also creates an institutional license that gives Oberlin College the legal right to make the articles accessible on the Internet through the digital archive. The resolution further encourages, but does not require, authors to submit publications other than peer-reviewed articles in the same manner. ...
Adopted at the recommendation of the General Faculty Library Committee, the policy calls for the committee, in consultation with a faculty council, to establish procedures for carrying out the policy and to monitor its implementation. Policy implementation will be coordinated by a scholarly communications officer, a member of the library staff designated by the director of libraries. ...
The Oberlin College Student Senate recently endorsed the national “Student Statement on the Right to Research,” which expresses a similar commitment to making scholarly research information openly accessible.
Google and the plaintiffs in the Google Book settlement released their revised settlement on November 13; see the proposed Supplemental Notice. The change most directly related to OA is this:
... The Amended Settlement provides that the Registry will facilitate Rightsholders’ wishes to allow their works to be made available through alternative licenses for Consumer Purchase, including through a Creative Commons license. ... The Amended Settlement also clarifies that Rightsholders are free to set the Consumer Purchase price of their Books at zero. ...Some other changes also may be of interest:
Also of note is that many international books will be excluded. Whereas the original settlement included any books under copyright in the U.S. (effectively, any book published anywhere in the world), the amended settlement only includes books published in the U.S., UK, Canada or Australia, or registered with the U.S. Copyright Office.
The revised settlement also establishes an independent fiduciary agent to manage unclaimed works (where no rightsholder has stepped forward to manage the options under the settlement and claim payments). The Unclaimed Works Fiduciary is meant to act as a proxy for absentee rightsholders, but it doesn't have all the abilities of an actual rightsholder. Instead, the revised settlement enumerates some specific abilities for the Unclaimed Works Fiduciary, and provides that the fiduciary also can act "otherwise as the Board of Directors of the Registry deems appropriate".
The abilities enumerated seem to not include the options to set the price at zero, apply a CC license, or remove DRM restrictions. In other words, the Unclaimed Works Fiduciary apparently does not have the ability to make orphan works OA without the agreement of the Registry board (which is composed of publisher and author representatives). I've put in a question to the parties' press contacts to confirm or clarify this.
The plaintiffs' memo proposes a 45-day period for class members to respond, with an extra week for the U.S. Department of Justice, and the final fairness hearing two weeks subsequent. (That schedule would start after the judge grants preliminary approval to the revised settlement, which hasn't happened yet.)
See also: For more information, including the many aspects to the amended settlement which aren't discussed here, see the oa.google.settlement tag on the Open Access Tracking Project.
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